54 Result: Securities and Exchange Commission
Breaking: Eagle Pharmaceuticals Faces Setback
December 17th, 2023
Eagle Pharmaceuticals, Inc. (Nasdaq: EGRX), a pharmaceutical company, disclosed in a regulatory filing with the U.S. Securities and Exchange Commission (SEC) that its previously issued unaudited financial statements for Q2 2023 should no longer be re. Read more
Breaking: Microsoft Faces IRS Demand for $28.9B in Tax Dispute
October 11th, 2023
In a regulatory filing with the U.S. Securities and Exchange Commission (SEC), Microsoft Corporation (Nasdaq: MSFT) disclosed that it has received Notices of Proposed Adjustment (NOPAs) from the Internal Revenue Service (IRS) for the tax years 2004 t. Read more
OpGen and Femasys: Pre-Market Action Unveiled
September 29th, 2023
Shares of OpGen, Inc. (Nasdaq: OPGN) surged by more than 100% in pre-market trading following a regulatory filing with the Securities and Exchange Commission (SEC), requesting the SEC's consent to withdraw the company's Registration Statement on Form. Read more
Crown Equity Holdings, Inc. Files Registration Statement on Form S-1 for Proposed Public Offering of its Common Stock
September 25th, 2023
LAS VEGAS, NV / CRWE PRESS RELEASE / September 25, 2023 - Crown Equity Holdings, Inc. (OTC PINK:CRWE) today announced that it has filed a registration statement on Form S-1 with the Securities and Exchange Commission (the "SEC") for a pro. Read more
GitLab and Zscaler Outperform Wall Street Estimates
September 06th, 2023
GitLab Inc. (Nasdaq: GTLB) reported second-quarter fiscal 2024 earnings of $0.01 per share, surpassing the consensus estimate loss of $(0.03). The company's quarterly sales amounted to $139.58 million, exceeding analysts' projected revenue of $129.67. Read more
SEC Charges Former Attorney at U.S.-Based Global Law Firm with Insider Trading
August 23rd, 2023
Visiting attorney at the Washington, D.C. office of law firm used access to confidential client info to make illegal profits FOR IMMEDIATE RELEASE 2023-158 Washington D.C. / CRWE PRESS RELEASE / Aug. 23, 2023 - The Securities and Ex. Read more
Crown Equity Holdings, Inc. Announces Cancellation of Letter of Intent With Level Finish LLC
August 14th, 2023
LAS VEGAS, NV / CRWE PRESS RELEASE / August 14, 2023 / Crown Equity Holdings, Inc. (OTC PINK:CRWE) today announced the cancellation of its Letter of Intent with Level Finish LLC, which was announced on February 27, 2023, effective immediately. . Read more
SEC Charges UK Audit Firm, CEO, and Senior Auditor for Failures in Connection with De-SPAC Transaction
August 14th, 2023
FOR IMMEDIATE RELEASE 2023-152 Washington D.C. / CRWE PRESS RELEASE / Aug. 14, 2023 - The Securities and Exchange Commission today charged Crowe U.K. LLP, a London based audit firm, its CEO, Nigel Bostock, and senior auditor, Matthew S. Read more
Crypto Asset Trading Platform Bittrex and Former CEO to Settle SEC Charges for Operating an Unregistered Exchange, Broker, and Clearing Agency
August 10th, 2023
Bittrex Global GmbH also settles charges for failing to register as a national securities exchange FOR IMMEDIATE RELEASE 2023-150 Washington D.C. / CRWE PRESS RELEASE / Aug. 10, 2023 - The Securities and Exchange Commission today an. Read more
SEC Charges 11 Wall Street Firms with Widespread Recordkeeping Failures
August 08th, 2023
Firms admit to wrongdoing and agree to pay penalties totaling $289 million FOR IMMEDIATE RELEASE 2023-149 Washington D.C. / CRWE PRESS RELEASE / Aug. 8, 2023 - The Securities and Exchange Commission today announced charges against 1. Read more
SEC Obtains Emergency Relief to Halt Utah-Based Company's Crypto Asset Fraud Scheme Involving 18 Defendant
August 03rd, 2023
FOR IMMEDIATE RELEASE 2023-146 Washington D.C. / CRWE PRESS RELEASE / Aug. 3, 2023 - The Securities and Exchange Commission today announced that it obtained a temporary asset freeze, restraining order, and other emergency relief agains. Read more
SEC Charges Hex Founder Richard Heart with Misappropriating Millions of Dollars of Investor Funds from Unregistered Crypto Asset Securities Offerings that Raised more than $1 Billion
July 31st, 2023
FOR IMMEDIATE RELEASE 2023-143 Washington D.C. / CRWE PRESS RELEASE / July 31, 2023 - The Securities and Exchange Commission today charged Richard Heart (aka Richard Schueler) and three unincorporated entities that he controls, Hex, Pu. Read more
SEC Charges Investor Joseph C. Lewis and Associates with Insider Trading
July 26th, 2023
Lewis tipped his then-girlfriend and private jet pilots with material nonpublic information FOR IMMEDIATE RELEASE 2023-138 Washington D.C. / CRWE PRESS RELEASE / July 26, 2023 - The Securities and Exchange Commission today charged i. Read more
SEC Charges Digital World SPAC for Material Misrepresentations to Investors
July 20th, 2023
FOR IMMEDIATE RELEASE 2023-135 Washington D.C. / CRWE PRESS RELEASE / July 20, 2023 - The Securities and Exchange Commission today announced settled fraud charges against Digital World Acquisition Corporation (DWAC), a special purpose . Read more
SEC Charges Merrill Lynch and Parent Company for Failing to File Suspicious Activity Reports
July 11th, 2023
FOR IMMEDIATE RELEASE 2023-128 Washington D.C. / CRWE PRESS RELEASE / July 11, 2023 - The Securities and Exchange Commission today announced charges against Merrill Lynch, Pierce, Fenner & Smith Incorporated and its parent. Read more
Want To Find Some News?
News By Industries
Recent Post
-
CSX, VinFast Auto, and Crown Castle's Earnings Preview
April 14th, 2024Earnings Spotlight: McCormick, TD SYNNEX, and GameStop Set to Report
March 23rd, 2024Upcoming Earnings: Adobe, Ulta Beauty, and Smartsheet Under the Lens
March 10th, 2024
Member Login